Regulatory Compliance Associate
East West Banking Corporation
Date: 2 weeks ago
City: Makati City
Contract type: Full time
Purpose
The position is responsible for the following:
1. Performs duties and responsibilities involved in assisting the CCO; and
2. Handles all administrative requirements of the CCO, Head of the Compliance Assurance, AML Compliance and the Regulatory Compliance and Governance.
Role And Responsibilities
The position is responsible for the following:
1. Performs duties and responsibilities involved in assisting the CCO; and
2. Handles all administrative requirements of the CCO, Head of the Compliance Assurance, AML Compliance and the Regulatory Compliance and Governance.
Role And Responsibilities
- Assists in the logistical requirements during the BSP Examination, BCO and DBCO quarterly meetings, meetings initiated by the Division and Division meetings
- Maintains an organized file of correspondences with regulators, customer complaints and Reports on Crime and Losses (RCL).
- Monitors receipt of and timely submission of replies to customer complaints/ requests coursed through the BSP.
- Assists Compliance Officers in monitoring/ following up with units concerned their responses to BSP issuances, letters, surveys etc. coursed through Compliance Division. Keeps a hard copy and/or soft copy of all correspondence to and from BSP, PDIC, SEC and other regulatory agencies.
- Coordinate the preparation and finalization of RCL, submits the report to BSP and monitors closure of RCL. Also refers to AML Compliance Officer if RCL also requires Suspicious Transaction Reporting.
- Assists in preparing presentation materials for Corporate Governance and Compliance Committee, RPT Committee bi-monthly meetings, BCOs and DBCOs quarterly meetings and Division meetings.
- Maintains the tracking of the Divisions SLAs with its customers
- Graduate of 4-year Business or Economics course
- Preferably with at least one (1) year of banking experience
- Computer Literate, reasonably proficient in Microsoft Office Applications
- Good communication skills (oral and written)
- Good reading comprehension
- Preferably with working knowledge of basic banking operations
- Behavioral Competencies -Willingness to learn and adaptability to perform new tasks, Attention to details, Results/performance driven, Organized in methods of work, Team player, Has integrity, Willing to go the extra mile to achieve the goals of the Division and the Bank
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