Quality and Control Officer
RCBC
Date: 1 week ago
City: Makati City
Contract type: Full time
Job Summary
- This role is responsible for providing support to Wealth Management Group (WMG) to ensure efficiency and effectiveness of compliance, risk management and internal control. Functions also include budget planning & monitoring, reportorial requirements, and other administrative & support functions.
- Assists the Division Head who is the group's Deputy Compliance Officer (DCO) and the Deputy Operations Risk Officer (DORO) to perform activities (e.g., compliance testing, control sample testing, etc.) related to DCO and DORO functions to ensure compliance on risk, regulatory and governance requirements.
- Conducts monitoring of document deficiencies related to onboarding and financial transactions to ensure that these are properly managed, tracked and closed.
- Performs account reviews for alerted transactions of WMG clients.
- Ensures timely completion and submission of the reportorial requirements of the group.
- Handles the overall financial/budget requirements of the group and act as maker or checker for the oracle request of the Division - supplies, billing statement from vendor and other expenses.
- Acts as primary verifier or alternate maker for product code definition and in uploading of rates/prices .
- At least 5 years in financial services, has experience/background on compliance, audit, and operational risk management functionalities
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