Compliance Analyst

Macquarie Group Limited


Date: 7 hours ago
City: Manila
Contract type: Full time
Join our Surveillance Team, which is part of our Risk Management Group and provides business surveillance to Macquarie's operating businesses and support groups At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes What role will you play?
You will be responsible for undertaking Electronic Communications and Voice surveillance to assist the wider Surveillance team with the day-to-day analysis of firm activity, including electronic communications and relevant trades (firm, client and employee) as it pertains to communications in question
You will also be required to manage the daily/weekly volume of alerts and escalate matters of interest and follow up issues to a successful conclusion. In addition, you will work with local and Global Surveillance teams to improve the quality of alerts generated and remove "false positive" findings What you offer
  • A degree in Business, Finance, Economics or similar
  • Relevant experience in a compliance or regulatory role with a focus in detection and review of potential risks, especially market abuse and manipulation, is an advantage
  • Analytical and investigative mindset
  • High attention to detail with the ability to interpret complex verbal information
  • Strong written and verbal communication skills.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply About the Risk Management Group
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central Benefits
Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:
  • Hybrid and flexible working arrangements
  • One wellbeing leave day per year
  • Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent
  • Paid volunteer leave and donation matching
  • Other benefits to support your physical, mental and financial wellbeing
  • Access a wide range of learning and development opportunities
Our commitment to diversity, equity and inclusion
We are committed to providing a working environment that embraces diversity, equity, and inclusion. We encourage people from all backgrounds to apply for a role regardless of their identity, including gender, race, ethnicity, cultural identity, nationality, age, sexual orientation, gender identity, intersex status, marital or family status, neurodiversity, religion or belief, disabilities, or socio-economic background If you require adjustments to your working arrangements or the recruitment process, please let us know when applying.

How to apply

To apply for this job you need to authorize on our website. If you don't have an account yet, please register.

Post a resume

Similar jobs

Cash Asset Management Operations Optimization Lead - Vice President

JPMorganChase, Manila
2 days ago
JOB DESCRIPTION Are you looking for an opportunity to deliver process efficiencies while leading an Operations Team? This role will be leading the Operations in the Manila Team simultaneous to being the Optimizations Lead for Cash Asset Management across Manila and Mumbai. The Cash Asset Management Operations Optimization Lead will work with the Cash Asset Management Operations Teams and Service...

SAP SuccessFactors Consultant - 3 to 7 years

Brixio, Manila
5 days ago
SAP SuccessFactors Consultant - 3 to 7 years Mission Context: Time2Pay project - SuccessFactors EC Time implementation Work Location and Setup: Philippines (remote) Work Schedule: 3:00PM-1:00AM, 5 days a week - following Lisbon time zone Mission Scope : As part of a major carve-out project following a company spin-off, we are undertaking the physical separation of our SuccessFactors systems to...

AP Problem Resolution Process Expert - A

Capgemini, Manila
6 days ago
Job Description Role based in BSv organisation. Leveraging deepening to expert knowledge of Problem Resolution, The Problem Resolution Process Experts participate of in or lead the achievement of service levels, key measurement targets of the team and delivers a high quality and cost-effective service that drive compelling business outcomes. They ensure the delivery of a customer focused and compliant services...