DE027263-Risk and Compliance Associate Manager

--ONLY THOSE APPLICANTS WHO ALREADY HAVE THE RIGHT TO LIVE AND WORK IN THIS COUNTRY ARE ELIGIBLE TO APPLY FOR THIS ROLE---

PROJECT NAME: Blaze
POSITION TITLE: Risk and Compliance Associate Manager
WORK SETUP: Return to Office

OVERALL PURPOSE:
The Compliance Associate Manager will be part of Accenture NextGen’s Compliance team and will assist the Compliance officer in ensuring Accenture NextGen complies with all applicable laws and regulations.

RESPONSIBILITIES:
The Compliance Specialist's duties and responsibilities include (but are not limited to):

• Implementing and maintaining policies and procedures to ensure compliance by Accenture NextGen and their employees with the applicable rules, regulations and internal policies.
• Ensuring all controls and deliverables listed in Accenture NextGen’s Compliance Monitoring Plan are performed accurately and timely. These include in particular
• Appointed Representative annual reviews and self-assessment
• Financial Crime Risk assessment
• Ensuring compliance with Consumer Duty regulation
• Ensuring Fitness & Propriety of Directors and Certified individuals
• Timely preparation and filing of Regulatory Reports
• Maintaining and monitoring appropriate training for all Accenture NextGen employees and staff on regulatory and compliance matters.
• Assisting the Compliance Officer with reporting to any relevant management committees and Accenture NextGen board of directors on compliance matters.
• Monitoring Accenture NextGen day-to-day compliance, including by helping and support to the business in relation to regulatory and ad hoc compliance queries.
• Assisting in liaising and dealing with regulators
• collaborating with other departments (e.g. Legal, Operations) for assistance and support, and to direct compliance issues to appropriate existing channels for investigation and resolution.

OTHERS:
Project Shift Schedule: Rotation
Project Rest Day: Rotation
Project/Team Location: Cebu Filinvest Cyberzone Tower 2

SKILL AND QUALIFICATIONS:

• At least 7 to 8 years auditing skills/background; 3-5 years supervisory experience
• From known auditing firms - Should be Good to have only
• Preferably a CPA or with similar relevant certification/experience