Compliance Officer - SeaInsure

Monee


Date: 2 weeks ago
City: Manila
Contract type: Full time
Job Description

  • The Compliance Officer/ Compliance Associate is responsible for supporting the Head of Risk and Compliance in managing and overseeing the institution’s corporate governance framework and ensuring adherence to regulatory requirements.
  • This role shall be responsible for corporate governance management, policy implementation, and compliance advisory.
  • The Compliance Officer/Compliance Associate will also assist in regulatory compliance monitoring and reviews.
  • Corporate Governance Management:
  • Develop, implement, and maintain the corporate governance framework to ensure compliance with applicable laws, regulations, and best practices.
  • Monitor and evaluate the effectiveness of corporate governance policies and practices, making recommendations for improvements as necessary.
  • Ensure the organization’s corporate governance practices align with regulatory expectations and industry standards.
  • Handle all matters related to Board Committee Meetings - presentation materials, records, minutes, execution and adequate reporting of action items as recorded
  • Spearhead the license renewal and ACGR preparations of the Company
  • Policy Implementation and Management:
  • Assist in the development, review, and implementation of corporate governance policies and procedures.
  • Ensure policies and procedures are effectively communicated and adhered to across the organization through conduct of regular training sessions
  • Provide guidance and support to management and staff on corporate governance matters.
  • Regulatory Compliance Reviews:

In Coordination With The Other Risk And Compliance Officers

  • Conduct regular reviews and assessments of regulatory compliance across various business units (particularly the regulatory submissions and fines)
  • Identify potential compliance risks and recommend corrective actions to mitigate identified risks.
  • Support the development and implementation of compliance monitoring and testing programs.
  • Compliance Advisory:
  • Provide expert advice and guidance on regulatory compliance matters to management and staff through the official review and consultation channel of Risk and Compliance.
  • Stay current with regulatory changes and updates, ensuring the organization’s compliance programs reflect the latest requirements.
  • Assist in the preparation and submission of regulatory filings and reports.
  • Reporting:
  • Prepare regular compliance reports to senior management and the board of directors.
  • Maintain accurate records of compliance activities, findings, and recommendations.
  • Support the documentation and communication of compliance related policies and procedures.
  • Other responsibilities that may be assigned from time to time.

Requirements

  • Background in corporate and insurance laws
  • New bar passers may submit their applications. Experience in corporate governance and regulatory compliance within the financial sector is a plus.
  • Strong knowledge of corporate governance principles, regulatory compliance requirements, and industry best practices.
  • Excellent analytical, problem solving, and decision making skills.
  • Effective communication and interpersonal skills.
  • Ability to work independently and manage multiple tasks and deadlines in a fast-paced environment.
  • Detail-oriented with a strong commitment to accuracy and compliance.

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