AML Audit & Compliance Junior Auditor
NUSTAR Resort
Date: 9 hours ago
City: Cebu City
Contract type: Full time
Department
AML Audit & Compliance
Employee Type
Probationary
Job Responsibilities
1 - 3 years
Job posted on
2024-11-26
AML Audit & Compliance
Employee Type
Probationary
Job Responsibilities
- Tasked to assist the AMLA Manager with the implementation of the NUSTAR’s Money Laundering and Terrorism and Proliferation Financing Prevention Program (MTPP). His/her function shall include maintaining the NUSTAR’s compliance programs to ensure conformity and adherence with all applicable laws and regulations relating to Anti-Money Laundering and the Prevention of Terrorism and Proliferation Financing.
- AssistsintheexecutionofAMLaudit,inaccordancewiththeCompany’sAMLComplianceProgram and
- thepoliciesandregulationsimplementedbyAMLCand PAGCOR.
- Report and review the daily and monthly reports and identify covered transactions and possible suspicious transactions relative to ML/TF/PF.
- Examinesthedailygamingtransactionsastotheamount,natureandpurposeof transaction.
- Fromthelistofrecordableandreportabletransactions,identifiestransactionsthatdeemedsuspicious. Investigates probable suspicious transactions.
- Review the incidents, documents, and reports necessary in the evaluation and recommendations on suspicioustransactionsandsubmittedPSTRsbyfrontlinepersonnel,andpreparesnecessaryreferralsto frontline Heads and/or managers.
- PreparesCoveredTransactionReportsandSuspiciousTransactionReportsthroughthe AMLC’s
- Reporting Portal.
- Conduct of additional customer verification, risk classification, on-going monitoring, and other compliance audit procedures, as defined in the MTPP.
- AssistsinupdatingtheCompany’sAMLComplianceProgram(MTPPand/orotherAMLpolicies and
- procedures),inaccordancewiththepoliciesandproceduresimplementedbyAMLCand PAGCOR.
- Maintainsfiles,recordsandreportsofrecordabletransactionsandreportable transactions.
- Performs other responsibilities and tasks may be assigned from time to time depending on business needs.
- PossessatleastaBachelor/CollegedegreeinBusiness,Finance,Marketing,Commerceor equivalent.
- Withatleast1-yearexperienceinauditing,compliance,orriskmanagementfunctionsinother financial institutions is an advantage.
- Workingknowledgeinanti-moneylaunderingandcounteringthefinanceof terrorism.
- Opennesstolearning experience.
- Goodnegotiationskillsandaboveaveragecustomerrelations skills.
- Basictechnicalandcommunication skills.
- Highlevelofaccountability,efficiency,and accuracy.
- Hascompletedtrainings on: Anti-MoneyLaunderingandCounteringTerroristFinancing Training and TargetedFinancialSanctions(TFS) Training.
1 - 3 years
Job posted on
2024-11-26
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